Financial Services Regulatory Compliance Update

Monthly round-up of FCA and other regulatory news.

Welcome to our regulatory compliance update for the financial services sector.

BDO’s Managed Compliance Services Regulatory Update summarises the key regulatory developments from the last month across the industry.

Our FS Advisory Services team support hundreds of clients with various regulatory and non-regulatory matters. Our breadth and depth of expertise gives us a broad perspective on the issues facing the financial services sector. We have aggregated insights from our in-house research, client base, the Regulators and professional bodies to support your regulatory considerations and activities.

We hope this update pack provides value to you and your colleagues; please do share with us any feedback you may have for our future editions.

Download the latest update

Previous editions

April 2024

In this edition you will find:

  1. FCA Business Plan
  2. Treatment of Vulnerable Customers
  3. Economic Crime Update
  4. Data Protection Update
  5. ESG Update
  6. Digital Update
  7. Summary of Regulatory Publications in March 2024

March 2024

In this edition you will find:

  1. Consumer Duty Update
  2. Economic Crime Update 
  3. Non-Financial Misconduct 
  4. ESG Update 
  5. Summary of Regulatory Publications in February 2024

February 2024

In this edition you will find:

  1. 2024 Regulatory Priorities
  2. AI in Financial Services
  3. ESG Update
  4. Data Protection Update
  5. Economic Crime Update
  6. Summary of Regulatory Publications in January 2024

January 2024

In this edition you will find:

  1. Wealth Management Update
  2. Regulatory Update
  3. Financial Crime Update
  4. Cyber Security Update

December 2023

In this edition you will find:

  1. Economic Crime Update
  2. Data Protection Update
  3. Diversity and Inclusion Update
  4. Behaviours and Culture
  5. ESG Update
  6. Summary of Regulatory Publications

November 2023

In this edition you will find:

  1. Consumer Duty Update
  2. Economic Crime Update
  3. Data Protection Update
  4. ESG Update
  5. Summary of Regulatory Publications

October 2023

In this edition you will find:

  1. Economic Crime Update
  2. Wind Down Planning
  3. TNFD Recommendations
  4. Cyber Risk
  5. Summary of Regulatory Publications



Download the latest update